CFTC Imposes Penalties on 2 Firms for Swap Reporting and Daily Mark Disclosure Violations

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Friday, July 15, 2022
Author: 
Bruce Zagaris
Volume: 
38
Issue: 
7
Abstract: 

On July 5, 2022, the Commodity Futures Trading Commission issued an order filing and simultaneously settling charges against BNP Paribas (BNPP), an international financial services corporation and swap dealer, for violations of the Commodity Exchange Act (CEA) and Commission regulations concerning swap reporting and daily mark disclosures.[1]



[1]    CFTC, CFTC Orders Swap Dealer to Pay $6 Million for Swap Reporting and Daily Mark Disclosure Violations, July 5, 2022.